DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Retirement Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Taylor Evan Drake | Provest Capital Management LLC other | Retirement Asset Management, LLC other | Other | Jun 28, 2012 | Jan 23, 2012 |
| Julie Jean Cassatt-Olsen | The Pacific Financial Group, Inc. other | Retirement Asset Management, LLC other | Other | Jul 26, 2007 | Sep 24, 2007 (60 d) |
| Kathryn Shea Henningsen | Raymond James Financial Services, Inc. unclassified | Retirement Asset Management, LLC other | Other | Nov 2, 2006 | Oct 30, 2006 |
| David Keith Welty | Raymond James Financial Services, Inc. unclassified | Retirement Asset Management, LLC other | Other | Nov 2, 2006 | Oct 30, 2006 |
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4 moves match.