DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mcmillen & Company, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ronald Gambassi | Gem State Investment Advisors unclassified | Mcmillen & Company, Inc. other | Other | Jul 1, 2026 | Jan 4, 2024 |
| Anthony Lawrence Baruffi | Invesco Managed Accounts, LLC other | Mcmillen & Company, Inc. other | Other | Jun 18, 2013 | Jan 10, 2014 (206 d) |
| Mike Mcmillen | The Caprock Group, LLC other | Mcmillen & Company, Inc. other | Other | Jul 27, 2006 | Jun 23, 2006 |
| Brandee Lynn Schuelke | The Caprock Group, LLC other | Mcmillen & Company, Inc. other | Other | Jul 14, 2006 | Jan 24, 2007 (194 d) |
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4 moves match.