DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cornerstone Financial Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tamara Faith Notarianni | Oneamerica Securities, Inc. BD affiliated | Cornerstone Financial Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 9, 2023 | Feb 11, 2025 (491 d) |
| Kevin Arruda | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cornerstone Financial Management LLC independent RIA | Wirehouse to independent RIA | Sep 19, 2013 | Mar 12, 2021 (2731 d) |
| Theodore Roderick Yoos | Back Bay Financial Group, Inc. unclassified | Cornerstone Financial Management LLC independent RIA | Other | Mar 1, 2006 | Aug 9, 2006 (161 d) |
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3 moves match.