DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mason & Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allan William Moskowitz | Transformative Wealth Management LLC unclassified | Mason & Associates, Inc. independent RIA | Other | May 12, 2026 | Sep 19, 2025 |
| Zhengnan Xu | Salem Partners Wealth Management, LLC independent RIA | Mason & Associates, Inc. independent RIA | RIA to RIA | Mar 6, 2019 | Apr 16, 2019 (41 d) |
| Kent Lan Dallmeyer | Cambridge Investment Research Advisors, Inc. other | Mason & Associates, Inc. other | Other | Jul 10, 2015 | Jul 30, 2015 |
| Sun Mi Shim | Transamerica Financial Advisors, Inc. unclassified | Mason & Associates, Inc. other | Other | Nov 2, 2006 | Nov 2, 2006 |
| Charles William Mason | Transamerica Financial Advisors, Inc. unclassified | Mason & Associates, Inc. other | Other | Nov 2, 2006 | Nov 2, 2006 |
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5 moves match.