DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Sloan Investment Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Raymond Mays | Smith Anglin Financial, LLC independent RIA | Sloan Investment Management, L.L.C. independent RIA | RIA to RIA | Jun 20, 2019 | Oct 4, 2019 (106 d) |
| James Patrick Henry | Neuberger Berman Bd LLC other | Sloan Investment Management, L.L.C. independent RIA | Other | Feb 16, 2011 | Jul 29, 2020 (3451 d) |
| Frederick Wayne Lear | Neuberger Berman Bd LLC other | Sloan Investment Management, L.L.C. other | Other | Aug 26, 2009 | Aug 31, 2009 |
| Frank Oliver Sloan | Stephens other | Sloan Investment Management, L.L.C. other | Other | Apr 2, 2007 | Mar 2, 2007 |
| Casey Ward Conway | Stephens other | Sloan Investment Management, L.L.C. other | Other | Mar 8, 2007 | Feb 28, 2007 |
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5 moves match.