DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cannell & Spears LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Nicholas A. PetitoJ.P. Morgan Securities LLC wirehouseCannell & Spears LLC independent RIAWirehouse to independent RIAFeb 11, 2026Feb 19, 2026
Robert Frank ShapiroCannell & Co. independent RIACannell & Spears LLC independent RIARIA to RIAFeb 13, 2024Feb 21, 2024
Joseph Blair WernerCannell & Co. independent RIACannell & Spears LLC independent RIARIA to RIAFeb 13, 2024Feb 21, 2024
Edward Morgan GilesCannell & Co. independent RIACannell & Spears LLC independent RIARIA to RIAFeb 13, 2024Feb 21, 2024
Robert Charles EisingCannell & Co. independent RIACannell & Spears LLC independent RIARIA to RIAFeb 13, 2024Mar 27, 2024 (43 d)
Walter Kenneth GilesCannell & Co. independent RIACannell & Spears LLC independent RIARIA to RIAFeb 13, 2024Feb 21, 2024
William Henry Herrman IICannell & Co. independent RIACannell & Spears LLC independent RIARIA to RIAFeb 13, 2024Feb 21, 2024
Ian Barrie MaccallumCannell & Co. independent RIACannell & Spears LLC independent RIARIA to RIAFeb 13, 2024Feb 21, 2024
Robert Pattridge MorgenthauNorthroad Capital Management LLC otherCannell & Spears LLC independent RIAOtherSep 30, 2016Jul 18, 2021 (1752 d)
Emanuel WeintraubNeuberger Berman Bd LLC otherCannell & Spears LLC independent RIAOtherNov 6, 2003Jul 9, 2021 (6455 d)
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10 moves match.