DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Gfs Advisors LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Walter CathrinerBanorte Asset Management, Inc. mixed wealthGfs Advisors LLC mixed wealthRIA to RIADec 16, 2022Jan 3, 2023
Mukhtar-Bek KochenovUBS Financial Services Inc. wirehouseGfs Advisors LLC mixed wealthWirehouse to independent RIAJul 14, 2020Jul 20, 2020
Alfredo TellezIpg Investment Advisors, LLC independent RIAGfs Advisors LLC mixed wealthRIA to RIAAug 20, 2019Aug 16, 2019
John Kenneth BrunoSanders Morris LLC otherGfs Advisors LLC otherOtherDec 31, 2014Mar 23, 2011
Jack Brandon RepaUsca Ria LLC otherGfs Advisors LLC otherOtherJan 27, 2014Nov 25, 2014 (302 d)
Javier Ignacio AltimariMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseGfs Advisors LLC otherOtherApr 8, 2013Apr 11, 2013
Melissa Kristine Perez-LeblancStanford Group Company unclassifiedGfs Advisors LLC otherOtherMar 11, 2009Aug 19, 2009 (161 d)
Vernon Keith RobertsGlobal Financial Services, L.L.C. unclassifiedGfs Advisors LLC otherOtherAug 5, 2008Jun 19, 2008
Gerardo Arturo ChapaGlobal Financial Services, L.L.C. unclassifiedGfs Advisors LLC otherOtherAug 5, 2008May 30, 2007
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9 moves match.