DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Ipg Investment Advisors, LLC
Latest filing Mar 25, 2026
First filing on the tape Jan 13, 2012 · 41 filings
SEC status approved since Mar 3, 2010
RAUM
$4.1B
reported, Item 5.F
Discretionary
69%
of RAUM
Private clients
31%
$1.3B individuals and HNW
Advisors
40
registered through the firm on IAPD
RAUM per advisor
$103M
derived; firm RAUM over IAPD count
Employees
39
38 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
1
reported on Schedule D
History
41 filings and snapshots on the tape
RAUM$4.1B as of Mar 25, 2026
Jan 19, 2012$644M then
HNW client RAUM$1.3B as of Mar 25, 2026
Mar 27, 2018$1.2B then
State-registered IARs (5.B.3)32 as of Mar 25, 2026
Mar 26, 20135 then
Employees (5.A)39 as of Mar 25, 2026
Mar 26, 201315 then
Private funds1 as of Mar 25, 2026
Mar 30, 20222 then
RAUM +8.3% over the last fiscal year+15% a year over threeIARs 32 to 32
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- $103MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.7MderivedHNW RAUM over HNW clients
- Average account
- $3.2MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 69%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 3.6derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- +8.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, commissions, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Corporations and businesses$2.2B53%
- High-net-worth individuals$1.3B31%
- Pooled investment vehicles$666M16%
- Pension and profit-sharing plans$3.4M0.1%
- Charitable organizations$873,7690.0%
- Individual clients
- n/areported
- HNW clients
- 762reported
- Pension plan clients
- 4reported
- Charitable clients
- 4reported
- Accounts
- 1,273reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performance, commissionsreported
- Class basis
- private_client_share=0.31 fund_share=0.16 institutional_share=0.0 related_bd=true related_bank=true bd_reps=32.0derived
Advisors registered through the firm
40 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Alberto Benrey | San Diego, Ca | Oct 6, 2010 | 26 y | 1 |
| Mauricio U Assael | San Diego, Ca | Oct 18, 2016 | 12 y | 3 |
| Carlos Martinez | Miami, Fl | Oct 19, 2016 | 26 y | 2 |
| Francisco Javier Arrangoiz | Miami, Fl | Apr 9, 2019 | 24 y | 1 |
| Rocio C Harb | San Diego, Ca | Jul 2, 2019 | 31 y | 2 |
| Mildred Lopez | San Diego, Ca | Feb 21, 2020 | 26 y | 3 |
| Juan Lorenzo De La Garza | Miami, Fl | Apr 14, 2021 | 16 y | 3 |
| Larissa Ceron | San Diego, Ca | Feb 18, 2022 | 22 y | 2 |
| Armando Garza Wilson | San Diego, Ca | Jan 11, 2023 | 23 y | 1 |
| Alfonso Aldrete | San Diego, Ca | Jan 11, 2023 | 27 y | 1 |
| Javier C Vargas | San Diego, Ca | Jan 11, 2023 | 23 y | 4 |
| Maria Jimena Montes De Oca | San Diego, Ca | Jan 11, 2023 | 17 y | 1 |
| Hector Francisco Munguia Romo | Tucson, Az | Jan 11, 2023 | 18 y | 1 |
| Luisa Josefina Serena | San Diego, Ca | Jan 12, 2023 | 24 y | 1 |
| Mauricio N Gomez | San Diego, Ca | Jan 12, 2023 | 29 y | 1 |
| Rafael Benrey Grinberg | San Diego, Ca | Jan 12, 2023 | 10 y | 1 |
| Francisco Xavier Sanchez Gavito | San Diego, Ca | Jan 12, 2023 | 12 y | 1 |
| Alejandrina Trasvina Huerta | San Diego, Ca | Jan 12, 2023 | 13 y | 1 |
| Hugo Prebben Ramirez | San Diego, Ca | Jan 12, 2023 | 10 y | 1 |
| Adrian Gonzalez | San Diego, Ca | Jan 12, 2023 | 10 y | 1 |
| Gerardo Arizpe Aguirre | Caohula | Jan 12, 2023 | 10 y | 1 |
| Antonio Sacido | La Jolla, Ca | Jan 12, 2023 | 16 y | 1 |
| Abraham Rodriguez Tostado | Mazatlan, Sinaloa | Jan 12, 2023 | 13 y | 1 |
| Adolfo Gonzalez Rubio | San Diego, Ca | Jan 12, 2023 | 10 y | 1 |
| Carlos Francisco Figueroa-Ramirez | Chula Vista, Ca | Jan 12, 2023 | 19 y | 1 |
| Jose Roberto Lopez Gonzalez | San Diego, Ca | Jan 12, 2023 | 16 y | 3 |
| Eduardo Alaman | Mexico Df | Jan 12, 2023 | 27 y | 3 |
| Darius Nmn Lashkari | San Diego, Ca | Jan 17, 2023 | 26 y | 4 |
| Guillermo Jose Fernandez | San Diego, Ca | Apr 11, 2023 | 22 y | 0 |
| Hector Francisco Munguia Valenzuela | San Diego, Ca | Apr 11, 2023 | 11 y | 0 |
| Christopher Ellison Baeza | San Diego, Ca | Apr 27, 2023 | 10 y | 0 |
| Juan Pablo Correa Bayardo | San Diego, Ca | May 16, 2023 | 13 y | 0 |
| Stephanie Nunez | San Diego, Ca | Jun 20, 2023 | 10 y | 0 |
| Gerardo Morfin Vela | San Diego, Ca | Oct 22, 2024 | 21 y | 0 |
| Juan Pablo Morfin Rodriguez | San Diego, Ca | Nov 5, 2024 | 21 y | 0 |
| David Mayer Guss | San Diego, Ca | Jan 1, 2025 | 42 y | 1 |
| Adolfo Gonzalezrubio | San Diego, Ca | Jan 1, 2025 | 35 y | 1 |
| Alex Matar Agundis | San Diego, Ca | Jul 11, 2025 | 19 y | 5 |
| Nicolas Guido Schreiber | San Diego, Ca | Feb 24, 2026 | 24 y | 2 |
| Fernando Rodriguez Mosquera | San Diego, Ca | Apr 22, 2026 | 12 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months
Left, latest
- Ariel Jerome Tacher to Vizcaya Capital, LLCMay 9, 2025 · RIA to RIA
- Jose Maria Chacon Soto to Direwolf Wealth Management, LLCMay 20, 2024 · RIA to a state-registered adviser
- Eduardo Guillermo Torres to United Planners' Financial Services Of America A Limited PartnerSep 8, 2022 · RIA to RIA
- Daniel Mauser to Tru Independence Asset Management 2, LLCAug 30, 2021 · RIA to RIA
- Roberto Luis Lizama to Rose Capital Advisors, LLCOct 3, 2019 · RIA to RIA
- Natan Rozen to Morgan StanleySep 11, 2019 · RIA to wirehouse
- Alfredo Tellez to Gfs Advisors LLCAug 20, 2019 · RIA to RIA
- Sofia Bucay to Lifeinvest Wealth Management, LtdOct 1, 2018 · Other
- Claudio F. Robertson to Upriver Capital Management, LLCDec 1, 2017 · Other
- Juan Bosco Lujan Valladolid to Morgan StanleyMar 18, 2016 · Other
Joined, latest
- Nicolas Guido Schreiber from Insigneo Advisory Services, LLCFeb 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Alex Matar Agundis from Stonex International Advisors IncJul 11, 2025 · RIA to RIA
- Darius Nmn Lashkari from Seaside Capital Management, Inc.Jan 17, 2023 · Other
- Larissa Ceron from Wells Fargo AdvisorsFeb 18, 2022 · Wirehouse to independent RIA
- Javier C Vargas from Morgan StanleyJun 30, 2021 · Wirehouse to independent RIA
- Juan Lorenzo De La Garza from Futura Asset Advisors LLCApr 14, 2021 · RIA to RIA
- Mildred Lopez from Credit Suisse Securities (USA) LLCFeb 21, 2020 · Other
- Jose Maria Chacon Soto from Direwolf Wealth Management, LLCAug 7, 2019 · Other
- Rocio C Harb from B Riley Wealth ManagementJul 2, 2019 · Other
- Eduardo Alaman from Crosswell Family Wealth AdvisorsMay 23, 2018 · Other
- Jose Roberto Lopez Gonzalez from Monex Asset Management, Inc.May 22, 2018 · Other
- Carlos Martinez from Merrill Lynch, Pierce, Fenner & Smith IncorporatedSep 20, 2016 · Other
- Roberto Luis Lizama from B Riley Wealth ManagementSep 14, 2016 · Other
- Mauricio U Assael from B Riley Wealth ManagementSep 13, 2016 · Other
- Eduardo Guillermo Torres from Oppenheimer & Co. Inc.Jan 26, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from B Riley Wealth ManagementSep 13, 2016 · New York, Ny
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Certum Alternative Incomeno longer reported | Other Private Fund | $86.9M | 144 | Mar 27, 2024 |
| Ipg Alt Fundno longer reported | Other Private Fund | $85.9M | 80 | Oct 20, 2021 |
| Ipg Go Fundno longer reported | Other Private Fund | $28.1M | 410 | Oct 20, 2021 |
| Ipg Alternative Investments Fund US LP | Other Private Fund | $20.7M | 20 | Oct 5, 2023 |
| Ipg Secondary I, LPno longer reported | Other Private Fund | $2.0M | 10 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Alfonso Aldrete · Membercontrolsince 01/2010 · owns 10% to 25%
- Alberto Benrey · Chief Executive Officer / Trustee Of The Benrey Family Trustcontrolsince 09/2006 · owns less than 5%
- Adolfo Gonzalezrubio · Chairman / Trustee Of The Agcx Trustcontrolsince 12/2009 · owns less than 5%
- Nmn Darius Lashkari · Chief Compliance Officercontrolsince 04/2021 · owns less than 5%
- Elizabeth Martha Soto Aceves · Cfocontrolsince 12/2015 · owns less than 5%
- Guadalupe Jose Gonzalez-Rubio · Shareholdercontrolsince 10/1978 · owns 75% or more of Themis Investment
Entity owners
- Agcx Trust Udt 7/25/1997 · Shareholderdirect · owns 25% to 50%
- The Benrey Family Trust · Shareholderdirect · owns 25% to 50%
- Themis Investment Inc. · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- Blue Point LLCn
- I-Kapital Advisor Sa De Cvn
- Investment Placement Commoditiesbankn
- Investment Placement Groupbroker-dealern
- Ipg Alternative Fof Gp LLCpooled vehicle sponsory
- Ipg Alternative Investment Gp LLCpooled vehicle sponsory
- Ipg Securities Incbroker-dealern
- Sc Asesores En Inversiones Independientes Sa De Cvinvestment advisern
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| San Diego, Ca · principal | 40 | 2 | 0 | ||
| Miami, Fl | 8 | 0 | 0 | ||
| La Jolla, Ca | 2 | 0 | 0 | ||
| Tucson, Az | 2 | 0 | 0 | ||
| Mexico City | 0 | 0 | 0 | ||
| Sonora | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Miami, FL7 employees
- La Jolla, CA2 employees
- Hermosillo-Sonora, Mexico1 employees
- Mazatlan - Sinaloa, Mexico1 employees
- Saltillo, Mexico1 employees
- Saltillo - Coahuila, Mexico1 employees
- , 1 employees
- Tucson, AZ1 employees
ADV anomalies
5 against comparable advisers; where to look, not conclusions
- wealth to institutional shiftCombination · filing Mar 25, 2026peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 25, 2026Gonzalez-Rubio, Jose, Guadalupe (SHAREHOLDER) left Schedule A between the filings of 2021-04-08 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- client mix shiftChange between filings · filing Mar 25, 2026private-client share of RAUM moved from 55.0% to 31.0% between the annual amendments of 2025-03-31 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- institutional asset share shiftChange between filings · filing Mar 25, 2026institutional share of RAUM moved from 36.0% to 53.0% between the annual amendments of 2025-03-31 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
- control person changedChange between filings · filing Mar 25, 2026ALDRETE, ALFONSO (MEMBER) left Schedule A between the filings of 2021-04-08 and 2026-03-25peers: independent wealth managers, $1B to $5B (1,362)
What changed
consecutive filings, newest first
- Accounts · 1,154 to 1,273Jan 21, 2026 to Mar 25, 2026
- Advisory employees · 39 to 38Jan 21, 2026 to Mar 25, 2026
- BD registered reps · 33 to 32Jan 21, 2026 to Mar 25, 2026
- Charity clients · 1 to 4Jan 21, 2026 to Mar 25, 2026
- Corporate clients · 246 to 503Jan 21, 2026 to Mar 25, 2026
- HNW clients · 312 to 762Jan 21, 2026 to Mar 25, 2026
- Individual clients · 584.0 to unsetJan 21, 2026 to Mar 25, 2026
- Pension plan clients · 7 to 4Jan 21, 2026 to Mar 25, 2026
- Pooled vehicle clients · 4 to 9Jan 21, 2026 to Mar 25, 2026
- Private funds · 5 to 1Jan 21, 2026 to Mar 25, 2026
- Discretionary RAUM · $2.8B to $2.9BJan 21, 2026 to Mar 25, 2026
- HNW RAUM · $1.6B to $1.3BJan 21, 2026 to Mar 25, 2026
- Individual RAUM · 459422850.0 to unsetJan 21, 2026 to Mar 25, 2026
- Non-discretionary RAUM · $999M to $1.3BJan 21, 2026 to Mar 25, 2026
- Pension RAUM · $5.3M to $3.4MJan 21, 2026 to Mar 25, 2026
- Pooled vehicle RAUM · $349M to $666MJan 21, 2026 to Mar 25, 2026
- RAUM · $3.8B to $4.1BJan 21, 2026 to Mar 25, 2026
- Financial planning clients · 0 to 0Aug 29, 2025 to Sep 19, 2025
- Accounts · 1,051 to 1,154Mar 27, 2024 to Mar 31, 2025
- Advisory employees · 29 to 39Mar 27, 2024 to Mar 31, 2025
- BD registered reps · 32 to 33Mar 27, 2024 to Mar 31, 2025
- Corporate clients · 239 to 246Mar 27, 2024 to Mar 31, 2025
- HNW clients · 236 to 312Mar 27, 2024 to Mar 31, 2025
- Individual clients · 567 to 584Mar 27, 2024 to Mar 31, 2025
- Pension plan clients · 3 to 7Mar 27, 2024 to Mar 31, 2025
- State-registered IARs · 6 to 32Mar 27, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $2.8BMar 27, 2024 to Mar 31, 2025
- HNW RAUM · $1.6B to $1.6BMar 27, 2024 to Mar 31, 2025
- Individual RAUM · $190M to $459MMar 27, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $973M to $999MMar 27, 2024 to Mar 31, 2025
- Pension RAUM · $2.0M to $5.3MMar 27, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $211M to $349MMar 27, 2024 to Mar 31, 2025
- RAUM · $3.5B to $3.8BMar 27, 2024 to Mar 31, 2025
- Accounts · 1,224 to 1,051Oct 5, 2023 to Mar 27, 2024
- Advisory employees · 34 to 29Oct 5, 2023 to Mar 27, 2024
- Advisory activities · 3 to 4Oct 5, 2023 to Mar 27, 2024
- BD registered reps · 29 to 32Oct 5, 2023 to Mar 27, 2024
- Corporate clients · unset to 239.0Oct 5, 2023 to Mar 27, 2024
- HNW clients · 594 to 236Oct 5, 2023 to Mar 27, 2024
- Individual clients · 626 to 567Oct 5, 2023 to Mar 27, 2024
Signals
10 dated events
- Ariel Jerome Tacher left Ipg Investment Advisors, Llc for Vizcaya Capital, Llc (registered 2025-05-28)May 9, 2025 · Advisor changed firm · fact
- Ipg Investment Advisors, Llc reported 32 state-registered advisory representatives, up from 6 (2024-03-27 to 2025-03-31)Mar 31, 2025 · Advisor headcount change · derived
- Jose Maria Chacon Soto left Ipg Investment Advisors, Llc for Direwolf Wealth Management, Llc (registered 2024-11-21)May 20, 2024 · Advisor changed firm · fact
- Ipg Investment Advisors, Llc reported RAUM $3.5B, up 28% from $2.7B (2023-10-05 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Ipg Investment Advisors, Llc reported 9 state-registered advisory representatives, down from 24 (2023-01-10 to 2023-03-31)Mar 31, 2023 · Advisor headcount change · derived
- Eduardo Guillermo Torres left Ipg Investment Advisors, Llc for United Planners' Financial Services Of America A Limited Partner (registered 2022-09-02)Sep 8, 2022 · Advisor changed firm · fact
- Luisa Maria Boyd (Chief Compliance Officer) no longer on Schedule A of Ipg Investment Advisors, Llc (listed 2021-03-30, absent 2021-04-08)Apr 8, 2021 · Control person left · inference
- Nmn Darius Lashkari (Chief Compliance Officer) appeared on Schedule A of Ipg Investment Advisors, LlcApr 8, 2021 · Control person joined · fact
- Ipg Investment Advisors, Llc reported RAUM $2.0B, up 44% from $1.4B (2019-03-29 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- John Gilbert Addeo (Coo) no longer on Schedule A of Ipg Investment Advisors, Llc (listed 2019-03-29, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
Across DFX
shared identifiers only, never a name match
- IPG Investment Advisors, LLC · Family Officesshared crd · office
- IPG Investment Advisors, LLC · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Principal office phone
- 619-326-1200reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $103Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026