DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew James Kitzman | Td Ameritrade Investment Management, LLC other | The Mutual Fund Store other | Other | Oct 15, 2014 | Oct 16, 2014 |
| Douglas Alan Erbert | The Mutual Fund Store - Omaha unclassified | The Mutual Fund Store other | Other | Feb 27, 2007 | Feb 7, 2007 |
| Brian Paul Leslie | The Mutual Fund Store - Omaha unclassified | The Mutual Fund Store other | Other | Feb 27, 2007 | Feb 7, 2007 |
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3 moves match.