DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Quantum Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Vicky Wai Hsia | Charles Schwab & Co., Inc. national BD | Quantum Capital Management other | Other | Nov 22, 2017 | Mar 8, 2018 (106 d) |
| Daniel Craig Young | Whv Investments, Inc. other | Quantum Capital Management other | Other | Jan 12, 2012 | Dec 20, 2013 (708 d) |
| Lyle Eils Bonn | Gamboa & Company unclassified | Quantum Capital Management other | Other | Dec 31, 2009 | Jan 25, 2010 |
| Howard Bernard Aschwald | Quantum Capital Management Co unclassified | Quantum Capital Management other | Other | Feb 26, 2007 | May 25, 2007 (88 d) |
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4 moves match.