DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Schwallier Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kyle R Schwallier | Fidelity Personal And Workplace Advisors BD affiliated | Schwallier Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2024 | Jan 1, 2025 (355 d) |
| Mary Kathryn Britenfeld | Mosaic Planners And Advisors unclassified | Schwallier Wealth Management other | Other | Dec 31, 2022 | Aug 24, 2021 |
| Emily Helen Wetter | Morgan Stanley wirehouse | Schwallier Wealth Management other | Other | Jun 4, 2019 | Jun 8, 2019 |
| Adam David Schwallier | Morgan Stanley Dw Inc. unclassified | Schwallier Wealth Management other | Other | Aug 29, 2005 | Apr 26, 2010 (1701 d) |
Page 1 of 1
4 moves match.