DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Clinton Investment Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Desiderio | Symmetry Partners independent RIA | Clinton Investment Management, LLC independent RIA | RIA to RIA | Dec 8, 2025 | Dec 10, 2025 |
| Lane Steven Bucklan | Iridian Asset Management LLC other | Clinton Investment Management, LLC independent RIA | Other | Oct 5, 2022 | Nov 3, 2023 (394 d) |
| Trevor James Smallwood | Brandes Investment Partners, LP other | Clinton Investment Management, LLC independent RIA | Other | Dec 2, 2020 | Apr 8, 2024 (1223 d) |
| Justin Carfora | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Clinton Investment Management, LLC other | Other | Dec 22, 2010 | Nov 25, 2015 (1799 d) |
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4 moves match.