DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Mutual Fund Store
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Barry L Cantrell | Tpb Wealth Advisors, LLC other | The Mutual Fund Store other | Other | Feb 19, 2014 | May 29, 2014 (99 d) |
| Timothy A. Lloyd | Fifth Third Securities, Inc. other | The Mutual Fund Store other | Other | Dec 2, 2011 | Dec 20, 2011 |
| Donald Lloyd Williams | The Mutual Fund Store unclassified | The Mutual Fund Store other | Other | Nov 23, 2011 | Nov 28, 2011 |
| Steven Edward Crossett | The Mutual Fund Store unclassified | The Mutual Fund Store other | Other | Dec 11, 2008 | Aug 8, 2007 |
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4 moves match.