DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Villanova Financial Services, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brian Joseph Fisher | Equitable Advisors, LLC national BD | Villanova Financial Services, Inc. other | Other | Jan 5, 2010 | Jan 12, 2010 |
| William Barrett Mullin | Equitable Advisors, LLC national BD | Villanova Financial Services, Inc. other | Other | Jul 26, 2007 | Aug 9, 2007 |
| Bradley Pennington Pike | Td Wealth Management Services Inc. unclassified | Villanova Financial Services, Inc. other | Other | May 5, 2004 | May 10, 2011 (2561 d) |
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3 moves match.