DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 93 Financial Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Robert Baker | Raymond James Financial Services Advisors, Inc BD affiliated | 93 Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 12, 2018 | Apr 13, 2018 (32 d) |
| John Alan Welch | RBC Capital Markets, LLC national BD | 93 Financial Group, LLC other | Other | Mar 16, 2007 | Feb 15, 2008 (336 d) |
| Paul Joseph Welch | 1717 Capital Management Company unclassified | 93 Financial Group, LLC other | Other | Aug 11, 2003 | Feb 15, 2008 (1649 d) |
| Lawrence Eugene Welch | 1717 Capital Management Company unclassified | 93 Financial Group, LLC other | Other | Aug 11, 2003 | Feb 15, 2008 (1649 d) |
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4 moves match.