DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Newport Capital Group, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joanne Shizue Spears | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Newport Capital Group, LLC independent RIA | Wirehouse to independent RIA | Sep 6, 2023 | Sep 8, 2023 |
| Jocelyn Degroote | Santander Securities other | Newport Capital Group, LLC other | Other | Jun 28, 2013 | Aug 27, 2014 (425 d) |
| Domenic Matthew Dipiero | Walnut Street Securities, Inc. other | Newport Capital Group, LLC other | Other | Oct 30, 2009 | Sep 18, 2007 |
| Kimberly Christine Riccoboni | Walnut Street Securities, Inc. other | Newport Capital Group, LLC other | Other | Oct 29, 2009 | Jan 6, 2011 (434 d) |
| Michelle Denise Bennett | Walnut Street Securities, Inc. other | Newport Capital Group, LLC other | Other | Oct 29, 2009 | Aug 29, 2008 |
| Eric Todd Lanshe | Walnut Street Securities, Inc. other | Newport Capital Group, LLC other | Other | Mar 18, 2008 | Sep 18, 2007 |
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6 moves match.