DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Nicholas Hoffman & Company, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Russell Eugene Wood | Wood Family Wealth Advisory, LLC unclassified | Nicholas Hoffman & Company, LLC independent RIA | Other | Dec 31, 2025 | Jan 28, 2026 |
| Caroline Hartley Mcinerney | Raymond James & Associates, Inc. national BD | Nicholas Hoffman & Company, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 3, 2020 | Oct 26, 2020 (53 d) |
| Cameron Ross Simonds | Executive Advisor Group, LLC unclassified | Nicholas Hoffman & Company, LLC other | Other | Dec 31, 2011 | Oct 11, 2011 |
| Jeffrey Scott Buck | Alpha Capital Management, LLC other | Nicholas Hoffman & Company, LLC independent RIA | Other | Jan 12, 2011 | Dec 6, 2021 (3981 d) |
| Alexander Carl Gambrell | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Nicholas Hoffman & Company, LLC other | Other | Mar 3, 2009 | Apr 12, 2010 (405 d) |
| Gary Bradford Martin | Wilmington Trust Investment Management other | Nicholas Hoffman & Company, LLC other | Other | Jan 18, 2008 | Sep 25, 2009 (616 d) |
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6 moves match.