DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Pacific Wealth Strategies Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeffery Dane Brookshire | Cetera Investment Advisers LLC BD affiliated | Pacific Wealth Strategies Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | Jan 1, 2026 (1347 d) |
| Shelby Alexis Lewis | First Allied Advisory Services, Inc. BD affiliated | Pacific Wealth Strategies Group, Inc. other | Other | Aug 16, 2018 | Jan 13, 2017 |
| Mark Christopher Shoemaker | First Allied Securities, Inc. other | Pacific Wealth Strategies Group, Inc. other | Other | Jul 2, 2012 | Jun 28, 2010 |
| Graham Stuart Guess | Greenbook Investment Management, Inc. unclassified | Pacific Wealth Strategies Group, Inc. other | Other | Oct 7, 2010 | Jan 21, 2009 |
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4 moves match.