DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Triad
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Randall Williams-Gurian | Bac Capital Advisors LLC other | Triad other | Other | Feb 27, 2013 | Jan 18, 2013 |
| Larry Lars Knudsen | Cambridge Investment Research Advisors, Inc. other | Triad other | Other | Mar 5, 2009 | Nov 15, 2007 |
| Daniel Todd Stober | Cambridge Investment Research Advisors, Inc. other | Triad other | Other | Mar 5, 2009 | Nov 20, 2008 |
| John Peter Schmick | Russell Investments other | Triad other | Other | Dec 1, 2008 | Jun 9, 2010 (555 d) |
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4 moves match.