DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Independent Family Office, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Avino | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Independent Family Office, LLC independent RIA | Wirehouse to independent RIA | Oct 25, 2021 | Dec 10, 2021 (46 d) |
| Viju Philip Rajan | Goldman Sachs Wealth Services, L.P. other | Independent Family Office, LLC independent RIA | Other | Jun 13, 2012 | Aug 24, 2021 (3359 d) |
| William Michael Reickert | Goldman Sachs Wealth Services, L.P. other | Independent Family Office, LLC independent RIA | Other | Mar 4, 2005 | Sep 1, 2021 (6025 d) |
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3 moves match.