DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Semmax Financial Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kyle Adam LeonardCuso Financial Services, L.P. BD affiliatedSemmax Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2023Jul 20, 2023
Jordan Francis ShinskyEdward Jones national BDSemmax Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 11, 2022Aug 4, 2022
Lawrence David VanlandinghamAvantax Advisory Services BD affiliatedSemmax Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAMay 2, 2022May 18, 2022
Penny Lee Di GiovannaJ. W. Cole Advisors, Inc. independent RIASemmax Financial Advisors, Inc. independent RIARIA to RIANov 30, 2021Dec 2, 2021
Michael Andrew SellersAspire Private Capital independent RIASemmax Financial Advisors, Inc. independent RIARIA to RIAAug 6, 2019Jan 5, 2022 (883 d)
Travis Vernon LethcoBb&T Securities, LLC BD affiliatedSemmax Financial Advisors, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAApr 24, 2018Apr 20, 2018
Eric David MattinsonSuntrust Investment Services, Inc. otherSemmax Financial Advisors, Inc. otherOtherAug 3, 2012Jan 15, 2013 (165 d)
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7 moves match.