DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Arpp
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Dylan Clark | Baker & Company Advisory Group Inc state registered | Arpp state registered | Other | Sep 21, 2022 | Aug 23, 2022 |
| Zak Shaik | Usallianz Securities, Inc. unclassified | Arpp state registered | Other | Jul 11, 2006 | Nov 2, 2007 (479 d) |
| Christopher John Veal | New England Securities Corporation other | Arpp state registered | Other | Jun 23, 2003 | Nov 18, 2009 (2340 d) |
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3 moves match.