DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Brookmont Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Robert Vincent Frizell | MML Investors Services, LLC BD affiliated | Brookmont Capital Management mixed wealth | Affiliated broker-dealer or bank to independent RIA | Mar 19, 2019 | Aug 7, 2023 (1602 d) |
| Jeffrey A Baker | First Trust Advisors LP other | Brookmont Capital Management other | Other | Jun 8, 2017 | Aug 22, 2017 (75 d) |
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2 moves match.