DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Brookmont Capital Management
Legal name Brookmont Capital Management, LLC
Latest filing Mar 30, 2026
First filing on the tape Mar 1, 2012 · 31 filings
SEC status approved since Nov 15, 2007
RAUM
$910M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
19%
$177M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$303M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
31 filings and snapshots on the tape
RAUM$910M as of Mar 30, 2026
Mar 1, 2012$191M then
HNW client RAUM$177M as of Mar 30, 2026
Mar 29, 2018$182M then
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 11, 20131 then
Employees (5.A)4 as of Mar 30, 2026
Mar 11, 20134 then
Private funds: no history
RAUM +5.8% over the last fiscal year+10% a year over threeIARs 2 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- $303MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $6.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.8%derivedbetween the last two annual amendments
- Advisor growth, one year
- -50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, publications, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$178M37%
- High-net-worth individuals$177M37%
- Pooled investment vehicles$104M22%
- Charitable organizations$20.3M4.2%
- Individual clients
- n/areported
- HNW clients
- 47reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 137reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $164M managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.19 fund_share=0.31 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Neal Ray Scott | Dallas, Tx | Mar 26, 2018 | 32 y | 0 |
| Ethan Kendall PowellChartered Financial Analyst | Dallas, Tx | Jul 2, 2020 | 19 y | 0 |
| Robert Vincent FrizellChartered Financial Analyst | Dallas, Tx | Aug 7, 2023 | 31 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Walter Thurman Kelley to Maytech Global InvestmentsJul 25, 2025 · RIA to RIA
- Jeffrey A Baker to First Trust Advisors LPDec 5, 2018 · Other
Joined, latest
- Robert Vincent Frizell from MML Investors Services, LLCAug 7, 2023 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey A Baker from First Trust Advisors LPAug 22, 2017 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Kendall Ethan Powell · Principal And Chief Investment Officercontrolsince 09/2020 · owns 50% to 75%
- Ray Neal Scott · Managing Member, Head Of The Investment Committee & Chief Compliance Officercontrolsince 08/2007 · owns 50% to 75%
Related persons
Schedule D 7.A
- Impact Sharesinvestment advisernRAUM $210M
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 154 to 137Mar 28, 2025 to Mar 30, 2026
- Charity clients · 5 to 6Mar 28, 2025 to Mar 30, 2026
- HNW clients · 52 to 47Mar 28, 2025 to Mar 30, 2026
- Pooled vehicle clients · unset to 1.0Mar 28, 2025 to Mar 30, 2026
- Employees · 5 to 4Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 2 to 1Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $861M to $910MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $193M to $177MMar 28, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · unset to 104216156.0Mar 28, 2025 to Mar 30, 2026
- RAUM · $861M to $910MMar 28, 2025 to Mar 30, 2026
- Wrap assets (manager) · $216M to $164MMar 28, 2025 to Mar 30, 2026
- Accounts · 146 to 154Mar 28, 2024 to Mar 28, 2025
- Advisory employees · 5 to 4Mar 28, 2024 to Mar 28, 2025
- Charity clients · 4 to 5Mar 28, 2024 to Mar 28, 2025
- HNW clients · 53 to 52Mar 28, 2024 to Mar 28, 2025
- Employees · 6 to 5Mar 28, 2024 to Mar 28, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 28, 2025
- Discretionary RAUM · $713M to $861MMar 28, 2024 to Mar 28, 2025
- HNW RAUM · $186M to $193MMar 28, 2024 to Mar 28, 2025
- RAUM · $713M to $861MMar 28, 2024 to Mar 28, 2025
- Wrap assets (manager) · $140M to $216MMar 28, 2024 to Mar 28, 2025
- Accounts · 141 to 146Mar 28, 2023 to Mar 28, 2024
- HNW clients · 48 to 53Mar 28, 2023 to Mar 28, 2024
- Discretionary RAUM · $680M to $713MMar 28, 2023 to Mar 28, 2024
- HNW RAUM · $169M to $186MMar 28, 2023 to Mar 28, 2024
- RAUM · $680M to $713MMar 28, 2023 to Mar 28, 2024
- Wrap assets (manager) · $126M to $140MMar 28, 2023 to Mar 28, 2024
- Accounts · 139 to 141Mar 29, 2022 to Mar 28, 2023
- Advisory employees · 4 to 5Mar 29, 2022 to Mar 28, 2023
- Charity clients · unset to 4.0Mar 29, 2022 to Mar 28, 2023
- HNW clients · 47 to 48Mar 29, 2022 to Mar 28, 2023
- Employees · 5 to 6Mar 29, 2022 to Mar 28, 2023
- Discretionary RAUM · $672M to $680MMar 29, 2022 to Mar 28, 2023
- HNW RAUM · $197M to $169MMar 29, 2022 to Mar 28, 2023
- RAUM · $672M to $680MMar 29, 2022 to Mar 28, 2023
- Wrap assets (manager) · $63.4M to $126MMar 29, 2022 to Mar 28, 2023
- Accounts · 138 to 139May 19, 2021 to Mar 29, 2022
- Advisory employees · 5 to 4May 19, 2021 to Mar 29, 2022
- HNW clients · 43 to 47May 19, 2021 to Mar 29, 2022
- Employees · 6 to 5May 19, 2021 to Mar 29, 2022
Signals
4 dated events
- Walter Thurman Kelley left Brookmont Capital Management for Maytech Global Investments (registered 2025-07-17)Jul 25, 2025 · Advisor changed firm · fact
- Brookmont Capital Management reported RAUM $575.9M, up 58% from $365.4M (2020-10-14 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
- Kendall Ethan Powell (Principal And Chief Investment Officer) appeared on Schedule A of Brookmont Capital ManagementOct 14, 2020 · Control person joined · fact
- Clarence Robert Bugg (Managing Member, Chief Investment Officer & Chief Compliance Officer) no longer on Schedule A of Brookmont Capital Management (listed 2019-03-28, absent 2019-11-12)Nov 12, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- BROOKMONT.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-953-0190reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $303Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026