DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ocean Park Asset Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gabriel Blake Bernardi | Empower Advisory Group, LLC BD affiliated | Ocean Park Asset Management, LLC asset manager | Other | Mar 21, 2024 | Nov 19, 2025 (608 d) |
| Theresa Frances Spath | Sierra Investment Management, LLC independent RIA | Ocean Park Asset Management, LLC asset manager | Other | Feb 1, 2021 | Dec 26, 2018 |
| Kenneth Lee Sleeper | California Fund Timing Service unclassified | Ocean Park Asset Management, LLC asset manager | Other | Apr 20, 2004 | Nov 4, 2024 (7503 d) |
| David Chandler Wright | California Fund Timing Service unclassified | Ocean Park Asset Management, LLC asset manager | Other | Apr 20, 2004 | Dec 21, 2024 (7550 d) |
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4 moves match.