DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Financial Investment Team ("Fit")

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Travis J WesleyAmeriprise Financial Services, LLC national BDFinancial Investment Team ("Fit") independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2024Jul 10, 2024
Christine Lam GarciaMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Investment Team ("Fit") independent RIAWirehouse to independent RIAJul 6, 2021Aug 23, 2021 (48 d)
Samuel Joseph DetkeMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Investment Team ("Fit") independent RIAWirehouse to independent RIAOct 21, 2020Apr 27, 2021 (188 d)
Rachel GustafsonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseFinancial Investment Team ("Fit") independent RIAWirehouse to independent RIAJan 24, 2019Mar 5, 2019 (40 d)
Michael Frederick BienNext Financial Group, Inc. otherFinancial Investment Team ("Fit") independent RIAOtherJun 24, 2016Jan 22, 2013
Jason Allen StewartNext Financial Group, Inc. otherFinancial Investment Team ("Fit") independent RIAOtherJun 24, 2016Jan 22, 2013
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6 moves match.