DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Financial Investment Team ("Fit")
Legal name Financial Investment Team, Inc.
Latest filing Feb 26, 2026
First filing on the tape Sep 10, 2018 · 28 filings
SEC status approved since Oct 12, 2018
RAUM
$209M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$209M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$52.3M
derived; firm RAUM over IAPD count
Employees
5
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
28 filings and snapshots on the tape
RAUM$209M as of Feb 26, 2026
Mar 29, 2019$108M then
HNW client RAUM$87.6M as of Feb 26, 2026
Mar 29, 2019$49.9M then
State-registered IARs (5.B.3)4 as of Feb 26, 2026
Mar 29, 20195 then
Employees (5.A)5 as of Feb 26, 2026
Mar 29, 20196 then
Private funds: no history
RAUM +12% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Feb 26, 2026; every figure names its basis
- RAUM per advisor
- $52.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $240,396derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -43%derived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, educational seminarsreportedItem 5.G
- Custody
- $310,091, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$122M58%
- High-net-worth individuals$87.6M42%
- Individual clients
- 279reported
- HNW clients
- 24reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 870reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $310,091 for 5 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Diana Lj HarrisonCertified Financial Planner | La Center, Wa | Jan 28, 2009 | 34 y | 0 |
| Rachel GustafsonCertified Financial Planner | Portland, Or | Mar 5, 2019 | 14 y | 1 |
| Christine Lam GarciaCertified Financial Planner | Portland, Or | Aug 23, 2021 | 12 y | 1 |
| Travis J WesleyCertified Financial Planner | Portland, Or | Jul 10, 2024 | 12 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Samuel Joseph Detke to Tpg Financial Advisors, LLCAug 9, 2022 · RIA to RIA
- Brittany Anne Jacobson to Fisher InvestmentsAug 31, 2020 · RIA to RIA
- Jason Allen Stewart to Blackridge Asset Management, LLCSep 10, 2019 · RIA to RIA
- Michael Frederick Bien to Blackridge Asset Management, LLCJun 3, 2019 · RIA to RIA
Joined, latest
- Travis J Wesley from Ameriprise Financial Services, LLCJul 10, 2024 · Affiliated broker-dealer or bank to independent RIA
- Christine Lam Garcia from Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 23, 2021 · Wirehouse to independent RIA
- Samuel Joseph Detke from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 27, 2021 · Wirehouse to independent RIA
- Rachel Gustafson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 5, 2019 · Wirehouse to independent RIA
- Michael Frederick Bien from Next Financial Group, Inc.Jan 22, 2013 · Other
- Jason Allen Stewart from Next Financial Group, Inc.Jan 22, 2013 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Next Financial Group, Inc.Jun 24, 2016 · Portland, Or
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Lj Diana Harrison · Presidentcontrolsince 01/2007 · owns 75% or more
- Rachel Gustafson · Chief Compliance Officersince 01/2024 · owns less than 5%
Related persons
Schedule D 7.A
- Plus Tax, Inc.insurancey
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Portland, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- clients down average size upCombination · filing Feb 26, 2026private clients fell 20 percent or more while RAUM per client rose 30 percent or more: a move up-market or the departure of small accounts. RAUM $186,401,476 to $209,144,352, advisors 4 to 4, private clients 531 to 303, offices 1 to 1 (2025-03-20 to 2026-02-26)peers: independent wealth managers, $100M to $500M (5,676)
- client count collapseChange between filings · filing Feb 26, 2026individual and HNW clients (Item 5.D) moved from 531.0 to 303.0 (-43.0%) between the annual amendments of 2025-03-20 and 2026-02-26; the peer median change was +3.0% (3310 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,310) · 2.3% percentile
What changed
consecutive filings, newest first
- Accounts · 855 to 870Dec 1, 2025 to Feb 26, 2026
- HNW clients · 41 to 24Dec 1, 2025 to Feb 26, 2026
- Individual clients · 490 to 279Dec 1, 2025 to Feb 26, 2026
- Assets in custody · $186M to $310,091Dec 1, 2025 to Feb 26, 2026
- Financial planning clients · 251-500 to 101-250Dec 1, 2025 to Feb 26, 2026
- Discretionary RAUM · $186M to $209MDec 1, 2025 to Feb 26, 2026
- HNW RAUM · $84.9M to $87.6MDec 1, 2025 to Feb 26, 2026
- Individual RAUM · $102M to $122MDec 1, 2025 to Feb 26, 2026
- RAUM · $186M to $209MDec 1, 2025 to Feb 26, 2026
- Accounts · 903 to 855Mar 26, 2024 to Mar 20, 2025
- Advisory employees · 4 to 5Mar 26, 2024 to Mar 20, 2025
- BD registered reps · 3 to 4Mar 26, 2024 to Mar 20, 2025
- HNW clients · 37 to 41Mar 26, 2024 to Mar 20, 2025
- Individual clients · 524 to 490Mar 26, 2024 to Mar 20, 2025
- Assets in custody · $159M to $186MMar 26, 2024 to Mar 20, 2025
- Financial planning clients · 251-500 to 251-500Mar 26, 2024 to Mar 20, 2025
- State-registered IARs · 3 to 4Mar 26, 2024 to Mar 20, 2025
- Discretionary RAUM · $159M to $186MMar 26, 2024 to Mar 20, 2025
- HNW RAUM · $57.1M to $84.9MMar 26, 2024 to Mar 20, 2025
- Individual RAUM · $102M to $102MMar 26, 2024 to Mar 20, 2025
- RAUM · $159M to $186MMar 26, 2024 to Mar 20, 2025
- Accounts · 950 to 903Jun 15, 2023 to Mar 26, 2024
- Advisory employees · 3 to 4Jun 15, 2023 to Mar 26, 2024
- Advisory activities · 5 to 4Jun 15, 2023 to Mar 26, 2024
- HNW clients · 32 to 37Jun 15, 2023 to Mar 26, 2024
- Individual clients · 462 to 524Jun 15, 2023 to Mar 26, 2024
- Assets in custody · $136M to $159MJun 15, 2023 to Mar 26, 2024
- Employees · 4 to 5Jun 15, 2023 to Mar 26, 2024
- Financial planning clients · 51-100 to 251-500Jun 15, 2023 to Mar 26, 2024
- Discretionary RAUM · $136M to $159MJun 15, 2023 to Mar 26, 2024
- HNW RAUM · $66.2M to $57.1MJun 15, 2023 to Mar 26, 2024
- Individual RAUM · $69.4M to $102MJun 15, 2023 to Mar 26, 2024
- RAUM · $136M to $159MJun 15, 2023 to Mar 26, 2024
- Accounts · 940 to 950Aug 9, 2022 to Mar 30, 2023
- Advisory activities · 6 to 5Aug 9, 2022 to Mar 30, 2023
- HNW clients · 39 to 32Aug 9, 2022 to Mar 30, 2023
- Assets in custody · $146M to $136MAug 9, 2022 to Mar 30, 2023
- Financial planning clients · 1-10 to 51-100Aug 9, 2022 to Mar 30, 2023
- Discretionary RAUM · $146M to $136MAug 9, 2022 to Mar 30, 2023
- HNW RAUM · $56.5M to $66.2MAug 9, 2022 to Mar 30, 2023
Signals
2 dated events
- Samuel Joseph Detke left Financial Investment Team ("Fit") for Tpg Financial Advisors, Llc (registered 2022-08-30)Aug 9, 2022 · Advisor changed firm · fact
- Financial Investment Team ("Fit") filed its initial SEC registration (Form ADV)Sep 10, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- FI-TEAM.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 503-906-5205reportedpublic record, Form ADV, Feb 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $52.3Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026