DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Investment Management & Planning LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael Joseph Sicuranza | LPL Financial LLC other | Investment Management & Planning LLC other | Other | Mar 28, 2013 | Feb 25, 2002 |
| Lisa M Lamarche | LPL Financial LLC other | Investment Management & Planning LLC other | Other | Mar 28, 2013 | Feb 25, 2002 |
| Jeffrey H. Macdonald | Wells Fargo Advisors wirehouse | Investment Management & Planning LLC other | Other | Jul 27, 2010 | May 29, 2014 (1402 d) |
| John Michael Abood | Financial House, Inc. unclassified | Investment Management & Planning LLC other | Other | Apr 23, 2003 | Jan 1, 2005 (619 d) |
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4 moves match.