DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peterson Wealth Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Zachary Lee Swenson | Paragon Wealth Management independent RIA | Peterson Wealth Advisors, LLC independent RIA | RIA to RIA | Mar 2, 2023 | Mar 17, 2023 |
| Kaden Verl Waters | Fidelity Personal And Workplace Advisors BD affiliated | Peterson Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2023 | Mar 17, 2023 |
| David Mawhinney | Vanguard Advisers, Inc. BD affiliated | Peterson Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 13, 2021 | Jun 9, 2021 |
| Carson Dale Johnson | First Financial Advisors unclassified | Peterson Wealth Advisors, LLC independent RIA | Other | Jun 9, 2020 | Jun 30, 2020 |
| Alexander Parkinson Call | Drive Wealth Advisers independent RIA | Peterson Wealth Advisors, LLC independent RIA | RIA to RIA | Oct 1, 2018 | Oct 15, 2018 |
| Scott Martin Peterson | Securities America Advisors, Inc. other | Peterson Wealth Advisors, LLC other | Other | Mar 20, 2008 | Mar 20, 2008 |
Page 1 of 1
6 moves match.