DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rich Goldman Asset Mgmt, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin Todd Canterbury | Northwestern Mutual Investment Services,LLC other | Rich Goldman Asset Mgmt, LLC other | Other | Dec 16, 2009 | May 6, 2010 (141 d) |
| Denis J Ryan | Northwestern Mutual Investment Services,LLC other | Rich Goldman Asset Mgmt, LLC other | Other | Sep 3, 2009 | Sep 11, 2009 |
| Richard Clement Goldman | Triad Advisors, LLC other | Rich Goldman Asset Mgmt, LLC other | Other | Aug 18, 2008 | Oct 8, 2009 (416 d) |
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3 moves match.