DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Thun Financial Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sylvain Ernest Michelin | Citigroup Global Markets Inc. BD affiliated | Thun Financial Advisors other | Other | Mar 1, 2018 | Feb 22, 2018 |
| Keith Alan Poniewaz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Thun Financial Advisors other | Other | Feb 11, 2016 | Mar 1, 2016 |
| Richard Stanton Farmer | Morgan Stanley wirehouse | Thun Financial Advisors other | Other | Oct 9, 2014 | Nov 3, 2014 |
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3 moves match.