DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Peddock Capital Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Frederick Desimone | Dakota Wealth, LLC independent RIA | Peddock Capital Advisors, LLC independent RIA | RIA to RIA | Jan 18, 2021 | Jan 22, 2021 |
| Katelyn Mary Mahon | Vanguard Advisers, Inc. other | Peddock Capital Advisors, LLC other | Other | Apr 20, 2016 | Sep 21, 2016 (154 d) |
| Peter Ernest Simmons | Bingham Legg Advisers LLC unclassified | Peddock Capital Advisors, LLC other | Other | Jun 29, 2007 | Oct 28, 2008 (487 d) |
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3 moves match.