DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Harvest Wealth Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Nicole Kristine Halweg | Trustcore Financial Services, LLC independent RIA | Financial Harvest Wealth Advisors independent RIA | RIA to RIA | Feb 28, 2019 | Apr 28, 2026 (2616 d) |
| Kellen Hindry Williams | Charles Schwab & Co., Inc. national BD | Financial Harvest Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2018 | Aug 28, 2018 (42 d) |
| Nancy Kathryn Witter | Ferrell Wealth Management Inc. other | Financial Harvest Wealth Advisors independent RIA | Other | Sep 10, 2009 | Sep 22, 2009 |
| David Alan Witter | USA Financial Securities LLC other | Financial Harvest Wealth Advisors independent RIA | Other | Oct 1, 2008 | Oct 2, 2008 |
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4 moves match.