DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Plan & Act
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Luke Szymczak Tanner | Cambridge Financial Advisors, LLC independent RIA | Plan & Act no RAUM | Other | Jan 6, 2020 | Jul 28, 2021 (569 d) |
| Anthony Wentzell | E*Trade Capital Management, LLC independent RIA | Plan & Act no RAUM | Other | Nov 18, 2019 | Feb 5, 2020 (79 d) |
| Robert James Schumann | Financialplanning4me, LLC no RAUM | Plan & Act no RAUM | Other | Nov 29, 2017 | Jul 28, 2021 (1337 d) |
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3 moves match.