DFX Intelligence
RIA Intelligence
Advisor moves
Arrivals at Spinnaker Asset Management Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sarah Riordan Szabo | Eagle Strategies LLC BD affiliated | Spinnaker Asset Management Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 13, 2024 | Sep 3, 2024 |
| Lisa Lynn Picillo | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Spinnaker Asset Management Inc. state registered | Wirehouse to a state-registered adviser | Nov 4, 2019 | Dec 17, 2019 (43 d) |
| Ronald Webster Kent | Global Equity Advisors, LLC unclassified | Spinnaker Asset Management Inc. state registered | Other | Dec 31, 2009 | Aug 29, 2023 (4989 d) |
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3 moves match.