DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dauble+Worthington Equity Portfolios
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jon Alan Dauble | Osage Pacific Advisors, Inc. state registered | Dauble+Worthington Equity Portfolios state registered | Other | Jan 7, 2022 | Jun 23, 2020 |
| Derek A Miser | Nfsg Corporation other | Dauble+Worthington Equity Portfolios state registered | Other | Nov 4, 2016 | Nov 23, 2016 |
| Derek A Miser | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Dauble+Worthington Equity Portfolios state registered | Wirehouse to a state-registered adviser | Sep 23, 2014 | Mar 15, 2016 (539 d) |
| Jackie Kay Overstreet | Invest Financial Corporation other | Dauble+Worthington Equity Portfolios state registered | Other | Dec 2, 2009 | Dec 14, 2015 (2203 d) |
| Jon Alan Dauble | Capital Advisors, Inc. unclassified | Dauble+Worthington Equity Portfolios state registered | Other | Sep 12, 2008 | Oct 23, 2008 (41 d) |
| John Andrew Worthington | Capital Advisors, Inc. unclassified | Dauble+Worthington Equity Portfolios state registered | Other | Sep 12, 2008 | Oct 23, 2008 (41 d) |
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6 moves match.