DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at 1492 Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Anthony Frohna | Cortina Asset Management, LLC other | 1492 Capital Management, LLC independent RIA | Other | Mar 5, 2010 | Jan 1, 2025 (5416 d) |
| Brian Andrew | Ziegler Capital Management, LLC other | 1492 Capital Management, LLC other | Other | Nov 10, 2008 | Nov 13, 2008 |
| Timothy Terrill Stracka | Summit Investment Management, Ltd. other | 1492 Capital Management, LLC other | Other | Mar 4, 2008 | Nov 13, 2008 (254 d) |
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3 moves match.