DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Old North State Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David William ParsonsJ. W. Cole Advisors, Inc. BD affiliatedOld North State Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 14, 2019Sep 24, 2025 (2325 d)
Stephen Wayne GaskinsOld North State Trust, LLC otherOld North State Wealth Management, LLC otherOtherNov 5, 2009Nov 5, 2009
Michael C BoggioCitigroup Global Markets Inc. otherOld North State Wealth Management, LLC otherOtherNov 18, 2008Dec 4, 2008
Paul Daniel KnottCitigroup Global Markets Inc. otherOld North State Wealth Management, LLC otherOtherOct 21, 2008Oct 27, 2008
Meg Michelle SpeeceD.A. Davidson & Co. otherOld North State Wealth Management, LLC otherOtherOct 2, 2008May 26, 2009 (236 d)
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5 moves match.