DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Blue Summit Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Allen Bradley Trim | Cetera Advisors LLC BD affiliated | Blue Summit Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2018 | Jan 11, 2021 (953 d) |
| Robert Gordon Seid | Cetera Advisors LLC BD affiliated | Blue Summit Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2018 | Jan 13, 2021 (955 d) |
| Shane Garret Yonston | Pacific West Financial Consultants Inc other | Blue Summit Wealth Management independent RIA | Other | Feb 28, 2012 | Apr 24, 2009 |
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3 moves match.