DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Dlk Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Thomas Scott Brenner | Nautilus Advisors LLC independent RIA | Dlk Investment Management independent RIA | RIA to RIA | Apr 2, 2019 | Mar 26, 2019 |
| Mark Anthony Halby | Nautilus Advisors LLC independent RIA | Dlk Investment Management independent RIA | RIA to RIA | Apr 2, 2019 | Mar 26, 2019 |
| Kenneth Anthony Blattenbauer | Morgan Stanley wirehouse | Dlk Investment Management other | Other | Aug 17, 2012 | Aug 6, 2012 |
| Brian Stewart Johnson | Anchor Bay Capital, Inc. other | Dlk Investment Management other | Other | Apr 4, 2012 | Apr 13, 2012 |
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4 moves match.