DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at R. Seelaus & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael James Rabbitt | Morgan Stanley wirehouse | R. Seelaus & Co., Inc. other | Other | May 2, 2012 | May 29, 2012 |
| Richard Charles Callaghan | Jeffrey Matthews Wealth Management, LLC other | R. Seelaus & Co., Inc. other | Other | Apr 10, 2012 | Apr 10, 2012 |
| Thomas Zubrycki | Msi Financial Services, Inc. other | R. Seelaus & Co., Inc. other | Other | Sep 17, 2010 | Sep 1, 2010 |
| Nikolas V Butkov | Cetera Investment Services LLC other | R. Seelaus & Co., Inc. other | Other | Jun 26, 2009 | Sep 15, 2009 (81 d) |
| Joseph A Maglaque | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | R. Seelaus & Co., Inc. other | Other | Feb 11, 2009 | Jun 23, 2009 (132 d) |
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5 moves match.