DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Much Wealth Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Tamara Leah Higgins | MML Investors Services, LLC other | Much Wealth Management, Inc. state registered | Other | Sep 3, 2010 | Sep 7, 2010 |
| Richard Keith Hazelbaker | Merit National Fund Advisors, LLC unclassified | Much Wealth Management, Inc. state registered | Other | Feb 19, 2010 | Jan 26, 2010 |
| Mark Steven Kennedy | Kalos Management other | Much Wealth Management, Inc. state registered | Other | Jan 31, 2006 | Apr 21, 2010 (1541 d) |
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3 moves match.