DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Caissa Wealth Strategies

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Frederick Robert SemmerAccredited Investors Wealth Management independent RIACaissa Wealth Strategies independent RIARIA to RIAMay 19, 2026Jun 4, 2026
Timothy James SigstadCetera Investment Advisers LLC BD affiliatedCaissa Wealth Strategies independent RIAAffiliated broker-dealer or bank to independent RIAApr 10, 2025May 8, 2025
Ryan ZywotkoOrgel Wealth Management, LLC independent RIACaissa Wealth Strategies independent RIARIA to RIAJun 10, 2022Oct 31, 2022 (143 d)
Merissa Joleen PerkinsInvestment Centers Of America, Inc. otherCaissa Wealth Strategies independent RIAOtherFeb 16, 2016Oct 12, 2017 (604 d)
Kelly Sue Olson PedersenMorgan Stanley & Co. LLC unclassifiedCaissa Wealth Strategies independent RIAOtherJul 14, 2009Dec 11, 2013 (1611 d)
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5 moves match.