DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Agw Capital Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Trinity Hope StiversOppenheimer & Co. Inc. BD affiliatedAgw Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 6, 2025Aug 12, 2025 (67 d)
Reeya Hiren PatelCharles Schwab & Co., Inc. national BDAgw Capital Advisors independent RIAAffiliated broker-dealer or bank to independent RIAAug 9, 2024Oct 27, 2025 (444 d)
Todd SessumsRaymond James & Associates, Inc. national BDAgw Capital Advisors mixed wealthAffiliated broker-dealer or bank to independent RIAAug 9, 2023Sep 8, 2023
Rachel ToscanoCharles Schwab & Co., Inc. national BDAgw Capital Advisors mixed wealthAffiliated broker-dealer or bank to independent RIAAug 3, 2021Apr 22, 2022 (262 d)
Eugene Ray CharlesUsaa Investment Services Company BD affiliatedAgw Capital Advisors mixed wealthAffiliated broker-dealer or bank to independent RIAJul 19, 2018Jul 21, 2022 (1463 d)
Kathryn Gonsalves BryantMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseAgw Capital Advisors otherOtherJul 15, 2009Sep 4, 2009 (51 d)
Peter Justin GardnerCaptrust Advisors, LLC no RAUMAgw Capital Advisors mixed wealthOtherApr 6, 2009Mar 29, 2018 (3279 d)
Jeffrey Stuart AnnisCaptrust Advisors, LLC no RAUMAgw Capital Advisors otherOtherApr 6, 2009Jun 26, 2009 (81 d)
Page 1 of 1
8 moves match.