DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Queens Oak Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kevin James Runge | Sterling Capital Management LLC other | Queens Oak Advisors mixed wealth | Other | Jul 15, 2019 | Sep 5, 2019 (52 d) |
| Stephen Edward Wilson | Capital Guardian Wealth Management, LLC other | Queens Oak Advisors other | Other | Sep 3, 2009 | Sep 3, 2009 |
| Robert Bryan Cannon | Capital Guardian Wealth Management, LLC other | Queens Oak Advisors other | Other | Sep 3, 2009 | Sep 3, 2009 |
| Leila Taratus Evans | Capital Guardian Wealth Management, LLC other | Queens Oak Advisors other | Other | Sep 3, 2009 | Sep 3, 2009 |
| Bert Deems May | Capital Guardian Wealth Management, LLC other | Queens Oak Advisors other | Other | Sep 3, 2009 | Sep 3, 2009 |
| Michele V Stutts | Mcshane Partners other | Queens Oak Advisors other | Other | Dec 8, 2005 | Aug 13, 2013 (2805 d) |
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6 moves match.