DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Garde Capital, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Henry Evans WurstColdstream Wealth Management independent RIAGarde Capital, Inc. independent RIARIA to RIAOct 26, 2023Feb 1, 2024 (98 d)
Christopher L MoretonBrighton Jones LLC independent RIAGarde Capital, Inc. independent RIARIA to RIAApr 19, 2023Nov 16, 2023 (211 d)
Cody Bill BarneyRathbone Warwick Investment Management otherGarde Capital, Inc. otherOtherMay 18, 2015Dec 22, 2015 (218 d)
Anthony Lawrence BaruffiMcmillen & Company, Inc. otherGarde Capital, Inc. otherOtherApr 20, 2015Sep 17, 2015 (150 d)
Leonard Adriaan Van DorpUBS Financial Services Inc. wirehouseGarde Capital, Inc. otherOtherFeb 4, 2015Jan 23, 2015
Thomas Reese OwensUBS Financial Services Inc. wirehouseGarde Capital, Inc. otherOtherSep 15, 2009Aug 28, 2009
Richard Scott SeversUBS Financial Services Inc. wirehouseGarde Capital, Inc. otherOtherSep 14, 2009Aug 28, 2009
Jeffery Lee LippensUBS Financial Services Inc. wirehouseGarde Capital, Inc. otherOtherSep 2, 2009Aug 28, 2009
Marshal Kerry McrealCitigroup Global Markets Inc. otherGarde Capital, Inc. otherOtherJul 28, 2006Aug 10, 2009 (1109 d)
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9 moves match.