DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Etico Wealth Management LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven F MinningerSecurities America Advisors, Inc. BD affiliatedEtico Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 6, 2018Aug 7, 2018
Matthew James LoughrenCharles Schwab & Co., Inc. national BDEtico Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAJun 19, 2018Feb 27, 2019 (253 d)
James Edward RutherfordCetera Investment Advisers LLC otherEtico Wealth Management LLC otherOtherApr 11, 2016May 2, 2016
Mark Randal CameronCharles Schwab & Co., Inc. national BDEtico Wealth Management LLC otherOtherNov 4, 2015May 4, 2016 (182 d)
William Paul GamelloAmeriprise Financial Services, LLC national BDEtico Wealth Management LLC otherOtherOct 30, 2013Jul 1, 2015 (609 d)
Christopher Lawrence ClelandMsi Financial Services, Inc. otherEtico Wealth Management LLC otherOtherNov 23, 2011Nov 14, 2011
Matthew Alan NiggSterne Agee Investment Advisor Services, Inc. otherEtico Wealth Management LLC otherOtherDec 13, 2010Jan 18, 2011 (36 d)
William Vincent CanaleEquitable Advisors, LLC national BDEtico Wealth Management LLC otherOtherOct 18, 2010May 29, 2012 (589 d)
Stephen Charles FurnoMcginn, Smith & Co., Inc. unclassifiedEtico Wealth Management LLC otherOtherDec 31, 2009Mar 18, 2010 (77 d)
George Dennis LexMcginn, Smith & Co., Inc. unclassifiedEtico Wealth Management LLC otherOtherDec 31, 2009Jul 1, 2011 (547 d)
Carmelo Thomas NicolosiMcginn, Smith Advisors LLC unclassifiedEtico Wealth Management LLC otherOtherApr 1, 2009Mar 9, 2010 (342 d)
Manuel Nmn ChoyMcginn, Smith Advisors LLC unclassifiedEtico Wealth Management LLC otherOtherApr 1, 2009Mar 9, 2010 (342 d)
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12 moves match.