DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• J•••• L•••••••

M••••• G••••• A••••••• I•••independent RIAColleyville, Tx IA-onlyIAPD 4668301

Certified Financial Planner

Feed of 09/14/2026

Also filed as M•••••• J•••• L•••••••

At current firm

0 y

since Nov 19, 2025

In the industry

21 y

since Sep 22, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• G••••• A••••••• I••• independent RIA current
since Nov 19, 2025 · Colleyville, Tx
V••••••• A•••••••• I••• BD affiliated
Jul 19, 2022 to Nov 20, 2025 · Plano, Tx
E•••• W••••• M••••••••• L•• former
Feb 27, 2019 to Jun 27, 2022 · Dallas, Tx
C•••••• S••••• • C••• I••• national BD
Apr 9, 2015 to Jun 19, 2018 · Dallas, Tx
L•• F•••••••• L•• BD affiliated
Jan 10, 2014 to Apr 13, 2015 · Plano, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Oct 23, 2009 to Jan 13, 2014 · Dallas, Tx
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 4, 2007 to Oct 23, 2009 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 8, 2005 to Sep 25, 2007 · Dallas, Tx

Moves

a registration end followed by a registration begin elsewhere

V••••••• A•••••••• I••• to M••••• G••••• A••••••• I•••
left Nov 20, 2025, registered Nov 19, 2025 (-1 days) · Affiliated broker-dealer or bank to independent RIA
E•••• W••••• M••••••••• L•• to V••••••• A•••••••• I•••
left Jun 27, 2022, registered Jul 19, 2022 (22 days) · RIA to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to E•••• W••••• M••••••••• L••
left Jun 19, 2018, registered Feb 27, 2019 (253 days) · Affiliated broker-dealer or bank to independent RIA
L•• F•••••••• L•• to C•••••• S••••• • C••• I•••
left Apr 13, 2015, registered Apr 9, 2015 (-4 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••
left Jan 13, 2014, registered Jan 10, 2014 (-3 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Sep 25, 2007, registered Oct 4, 2007 (9 days) · Other

Signals

M•••••• J•••• L••••••• left V••••••• A•••••••• I••• for M••••• G••••• A••••••• I••• (registered 2025-11-19)
Nov 20, 2025 · Advisor changed firm · fact
M•••••• J•••• L••••••• left E•••• W••••• M••••••••• L•• for V••••••• A•••••••• I••• (registered 2022-07-19)
Jun 27, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address