DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ncm Capital Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Taylor J. Thomas | Round Table Wealth Management independent RIA | Ncm Capital Management, LLC independent RIA | RIA to RIA | Feb 15, 2022 | Jan 1, 2026 (1416 d) |
| Nicholas Sebastian Laverghetta | Brinton Eaton other | Ncm Capital Management, LLC other | Other | Aug 20, 2010 | Dec 17, 2012 (850 d) |
Page 1 of 1
2 moves match.