DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ascendant Advisors, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Joseph Langerman | Empowerment Financial Group independent RIA | Ascendant Advisors, LLC other | Other | Mar 7, 2022 | Feb 28, 2012 |
| Paul Joseph Seidman | First Allied Securities, Inc. other | Ascendant Advisors, LLC other | Other | Feb 25, 2011 | Feb 28, 2012 (368 d) |
| Robert Paul Bruns | Invesco Advisers, Inc. other | Ascendant Advisors, LLC other | Other | Nov 22, 2010 | Nov 30, 2010 |
| Michael Todd Smurl | Banc Of America Investment Services, Inc. unclassified | Ascendant Advisors, LLC other | Other | Jul 8, 2003 | Jan 6, 2011 (2739 d) |
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4 moves match.